THE SHELLOW COLLECTION
Jury Instructions By James M. Shellow of Wisconsin
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Collection Table of Contents
Prosecution Misconduct
1. Prosecution
Misconduct: Question Assuming As True A Fact Known To Be False
2. Suggestive Questions As
Prosecutorial Misconduct
3. Prosecution Misconduct:
Refusal To Follow Exculpatory Leads As Evidence Of Bias
4. Prosecution Misconduct:
Misrepresentations, Inaccuracies Re: Evidence
5. Prosecution Misconduct: Noncompliance
With Discovery Orders
6. Prosecution Misconduct: Confusing Terms
And Concepts
7. Prosecution Misconduct: Interfering With
Access To Witnesses
8. Prosecution Misconduct: Improper Opening
Statement
9. Prosecution Misconduct: Private
Interview Of Witness
10. Prosecution Misconduct: Coaching Witnesses
11. Prosecutor’s Refusal To Negotiate Plea With
Defendant On Lesser Charge
THE SHELLOW COLLECTION
Jury Instructions By James M. Shellow of Wisconsin
1. Prosecution Misconduct: Question Assuming As True A Fact Known To Be False
ALERT: Carefully review the Caveats and Disclaimers before using these materials.
SAMPLE INSTRUCTION # 1:
When the prosecutor propounded a question in a form which was asked with a view of insinuating as a fact to the jury that which he knew was not true, this constituted misconduct on his part and is affirmative evidence of the weakness of his case.
AUTHORITIES:
Parmagini v. United States, 42 F.2d 721, 723 (9th Cir. 1930).
Cf. NCJIC 251.4.2.8 [Improper For Prosecutor To Assume Defendant Is Guilty When Cross-Examining Good Character Witness]; NCJIC 272.4.5 [Prosecutor Misconduct: Improper Vouching For Witness].
SAMPLE INSTRUCTION # 2:
If the prosecutor propounded a question in a form which insinuated as a fact to the jury that which he knew was not true, this constitutes a misconduct on his part and is affirmative evidence of the weakness of his case.
AUTHORITY:
Parmagini v. United States, 42 F.2d 721, 723 (9th Cir. 1930).
RELATED NCJIC MATERIALS:
See NCJIC 272.4 [Prosecutor Misconduct During Summation/Closing Argument].
See NCJIC 272.5 [Summation/Closing Argument: Prosecutor Misconduct -- Curative Instructions].
See NCJIC Macro 11.1 [Prosecution Misconduct As Violation Of Specific Rights].
See NCJIC Macro 11.2 [Improper Prosecutorial Argument To Jury As Violation Of Due Process].
See NCJIC 305.15.2 [Outrageous Prosecution Misconduct].
THE SHELLOW COLLECTION
Jury Instructions By James M. Shellow of Wisconsin
2. Suggestive Questions As Prosecutorial Misconduct
ALERT: Carefully review the Caveats and Disclaimers before using these materials.
SAMPLE INSTRUCTION:
Ordinarily an attorney only asks questions which imply an answer when he has reason to expect that that answer will be given. This rule of practice is enforced because of the obvious unfairness in permitting an attorney to suggest by the implications of his question that he is able to prove something when in fact he is unable to do so and knows that he cannot do so.
In connection with this, the prosecution asked ____________ on direct examination whether it wasn't true that he instructed someone not to put ____________’s initials on the credit card. It would have been expected that ____________’s answer would be "yes, he gave such instructions." However, ____________ answered the question "No" and that answer was never impeached.
If you believe that this question was asked by the prosecutor with the good faith belief that ____________ would have given the answer implied by the prosecutor's question, then you should draw no inference from the asking of the question. If, on the other hand, you believe that the prosecutor knew what answer would be and asked the question for the purpose of insinuating to the jury that he, the prosecutor knew something which he could not prove, then this is misconduct on the part of the prosecutor and may be evidence of the weakness of his case.
SAMPLE INSTRUCTION # 2:
When a lawyer for one of the parties to a lawsuit asks a question which implies an answer, and the answer which is implied would be prejudicial to the other party, and then the Court rules that the question is improper, you may then consider the motivation of the party who asked the question. If you find that this motivation in asking the question was to intentionally place before the Court matters which he knew were improper, then such conduct is affirmative evidence of the weakness of his case. If, on the other hand, you find that he did not recognize the impropriety of his question and asked the question innocently, either because of lack of education or experience, you may draw no inference concerning either the implications of the question or the weakness of the questioner's case.
CASES WHERE THE ABOVE INSTRUCTION WAS GIVEN:
United States v. Mattson, Coast Guard Court Martial, 1976.
THE SHELLOW COLLECTION
Jury Instructions By James M. Shellow of Wisconsin
3. Prosecution Misconduct: Refusal To Follow Exculpatory Leads As Evidence Of Bias
ALERT: Carefully review the Caveats and Disclaimers before using these materials.
SAMPLE INSTRUCTION:
When an investigator refuses to follow leads provided by a defendant, or by his lawyer, which, if substantiated, would tend to exonerate the defendant of the commission of the offense, that witness may be biased against the defendant. A jury is entitled, if it wishes, to take into consideration such bias in weighing the strength of the prosecution's case.
AUTHORITY:
Holland v. United States, 348 U.S. 121, 135-36 (1954).
RELATED NCJIC MATERIALS:
NCJIC 36.1 [Destroyed Or Lost Evidence].
THE SHELLOW COLLECTION
Jury Instructions By James M. Shellow of Wisconsin
4. Prosecution Misconduct: Misrepresentations, Inaccuracies Re: Evidence
ALERT: Carefully review the Caveats and Disclaimers before using these materials.
SAMPLE INSTRUCTION # 1:
Early in this trial the government represented that it had not previously seen certain documents that marked as exhibits. The government was in error. These documents had been in the possession of the government for many months.
SAMPLE INSTRUCTION # 2:
During the questioning of concerning a report of to the , on behalf of objected on the grounds that the report was incomplete because it did not have attached to it all of the supporting documents which originally attached.
In response to this objection, the government represented that these unattached documents would be offered through other witnesses. In discussion with the lawyers outside of the presence of the jury, I learned that the government's representation was not accurate and that the government did not intend to offer these other documents in evidence. The government explained that this earlier misrepresentation before the jury was the result of a misunderstanding of the objection. You may draw such inferences as you may feel to be appropriate from the misrepresentations made by the government.
SAMPLE INSTRUCTION # 3:
At some point in these proceedings the prosecution asserted in the presence of the jury that _____________ was the attorney for . At the time I instructed you that such was not the case and that he neither appeared for , nor was (his/her) attorney. If you believe that the prosecution made this assertion in the presence of the jury knowing that it was false and for the purpose of misleading the jury as to a relationship between and , you may take this into consideration in weighing the government's evidence. If, on the other hand, you believe that this statement was made inadvertently, negligently, through ignorance or through simple error, then you should draw no inference from it whatsoever.
RELATED NCJIC MATERIALS:
See NCJIC 272.4 [Prosecutor Misconduct During Summation/Closing Argument].
See NCJIC 272.5 [Summation/Closing Argument: Prosecutor Misconduct -- Curative Instructions].
See NCJIC Macro 11.1 [Prosecution Misconduct As Violation Of Specific Rights].
See NCJIC Macro 11.2 [Improper Prosecutorial Argument To Jury As Violation Of Due Process].
See NCJIC 305.15.2 [Outrageous Prosecution Misconduct].
THE SHELLOW COLLECTION
Jury Instructions By James M. Shellow of Wisconsin
5. Prosecution Misconduct: Noncompliance With Discovery Orders
ALERT: Carefully review the Caveats and Disclaimers before using these materials.
SAMPLE INSTRUCTION # 1:
Numerous orders were entered by this Court requiring the government to provide certain documents to defense counsel in time for them to be used in the cross-examination of witnesses and in the preparation of the defendants' case. In considering the evidence in this case you may take into consideration any evidence you have heard concerning the government's non-compliance with these discovery orders.
SAMPLE INSTRUCTION # 2:
The defendants in this case asked the Court to require the government furnish them with certain documents so that they could prepare their defense to this charge.
On _______, I ordered the government to give the defendants the documents they wanted. The government turned over certain documents, but failed to turn over documents which had been included in the order.
I instruct you that while the government's failure to turn over these documents to the defendants in response to the order is not evidence of its bad faith, you may consider such failure in weighing the evidence which was adduced upon this trial.
SAMPLE INSTRUCTION # 3:
You are instructed that the government has an obligation to make available to the defendant all prior statements made by government witnesses. It is proper cross-examination to ask questions designed to ascertain whether the government complied with this obligation.
RELATED SHELLOW MATERIALS:
See also THE SHELLOW COLLECTION: Evidence: Discovery – Failure To Produce Evidence.
RELATED NCJIC MATERIALS:
See generally NCJIC Chapter 36: Missing, Lost, Destroyed Or Suppressed Evidence.
See NCJIC 36.1 [Destroyed Or Lost Evidence].
THE SHELLOW COLLECTION
Jury Instructions By James M. Shellow of Wisconsin
6. Prosecution Misconduct: Confusing Terms And Concepts
ALERT: Carefully review the Caveats and Disclaimers before using these materials.
SAMPLE INSTRUCTION # 1:
In weighing the proof which has been offered upon this trial, you may consider whether the state intentionally attempted either to mislead a witness or to mislead the jury by confusing terms and concepts. If the confusion arose from negligence, forgetfulness, inadvertence or simple lack of experience in asking questions, then no adverse inference against the state should be drawn. If on the other hand, the state intentionally asked questions of a witness which implied facts which it knew were false, then you may take this into consideration in weighing the strength of the state's case.
RELATED NCJIC MATERIALS:
See NCJIC 272.4 [Prosecutor Misconduct During Summation/Closing Argument].
See NCJIC 272.5 [Summation/Closing Argument: Prosecutor Misconduct -- Curative Instructions].
See NCJIC Macro 11.1 [Prosecution Misconduct As Violation Of Specific Rights].
See NCJIC Macro 11.2 [Improper Prosecutorial Argument To Jury As Violation Of Due Process].
See NCJIC 305.15.2 [Outrageous Prosecution Misconduct].
THE SHELLOW COLLECTION
Jury Instructions By James M. Shellow of Wisconsin
7. Prosecution Misconduct: Interfering With Access To Witnesses
ALERT: Carefully review the Caveats and Disclaimers before using these materials.
SAMPLE INSTRUCTION # 1:
You are instructed that even though the government calls a witness that witness is not the property of the government. If the government instructed the witness to avoid defense counsel, either explicitly or implicitly, such conduct was improper and may have been an attempt by the government to deprive the defense of an opportunity to discuss with the witness what his testimony would be. A similar inference may arise if you find that the government on its own initiative placed the witness in the company of a federal agent during the entire time that the witness was in the courthouse for the purpose of isolating the witness from conversations with defense counsel.
RELATED SHELLOW MATERIALS:
See also THE SHELLOW COLLECTION: Witnesses: Each Party Has The Right To Talk With Witnesses Called By The Other.
RELATED NCJIC MATERIALS:
See generally NCJIC Chapter 27: Witness Credibility.
THE SHELLOW COLLECTION
Jury Instructions By James M. Shellow of Wisconsin
8. Prosecution Misconduct: Improper Opening Statement
ALERT: Carefully review the Caveats and Disclaimers before using these materials.
SAMPLE INSTRUCTION:
In considering whether the prosecutor by a representation in his opening statement was attempting to place before the jury a matter which would not be proven, you should consider whether such representation was made in good faith and whether it was prejudicial to the defendant.
If you find that it was not made in good faith and was intended to prejudice the defendant, then this may be considered by you, if you wish, as evidence of the weakness of the government's case.
AUTHORITY:
Kauffmann v. United States, 414 F.2d 1022, 1025 (8th Cir. 1969).
RELATED NCJIC MATERIALS:
See NCJIC 272.4 [Prosecutor Misconduct During Summation/Closing Argument].
See NCJIC 272.5 [Summation/Closing Argument: Prosecutor Misconduct -- Curative Instructions].
See NCJIC Macro 11.1 [Prosecution Misconduct As Violation Of Specific Rights].
See NCJIC Macro 11.2 [Improper Prosecutorial Argument To Jury As Violation Of Due Process].
See NCJIC 305.15.2 [Outrageous Prosecution Misconduct].
THE SHELLOW COLLECTION
Jury Instructions By James M. Shellow of Wisconsin
9. Prosecution Misconduct: Private Interview Of Witness
ALERT: Carefully review the Caveats and Disclaimers before using these materials.
SAMPLE INSTRUCTION:
The District Attorney held a private interview with the witness during a recess in the cross-examination of the witness. Such a private interview is improper and you may consider the fact of this interview in weighing the testimony of ______________________.
CASES WHERE THE ABOVE INSTRUCTION WAS GIVEN:
Rounds v. State, 57 Wis. 45, 53-54 (1883).
RELATED SHELLOW MATERIALS:
See also THE SHELLOW COLLECTION: Witnesses: Each Party Has The Right To Talk With Witnesses Called By The Other.
RELATED NCJIC MATERIALS:
See generally NCJIC Chapter 27: Witness Credibility.
THE SHELLOW COLLECTION
Jury Instructions By James M. Shellow of Wisconsin
10. Prosecution Misconduct: Coaching Witnesses
ALERT: Carefully review the Caveats and Disclaimers before using these materials.
SAMPLE INSTRUCTION:
In determining whether the state fairly refreshed the recollection of its witnesses, you may consider whether, during the process of interviewing these witnesses prior to trial, state agents showed the witnesses all of the documents related to the transactions about which the witness would be questioned; or whether the state selected only those exhibits which supported its theory of the case.
If the state showed only selected documents to its witnesses, and you find that it did so for the purpose of distorting their testimony by confining their recollections to matters probative of the state's theory, then you may consider this tactic in weighing the strength of the state's case.
RELATED SHELLOW MATERIALS:
See also THE SHELLOW COLLECTION: Witnesses: Coaching, Leading Witness.
RELATED NCJIC MATERIALS:
See generally NCJIC Chapter 27: Witness Credibility.
THE SHELLOW COLLECTION
Jury Instructions By James M. Shellow of Wisconsin
12. Prosecutor’s Refusal To Negotiate Plea With Defendant On Lesser Charge
ALERT: Carefully review the Caveats and Disclaimers before using these materials.
SAMPLE INSTRUCTION:
You have heard evidence that __________ (name of defendant) tried to negotiate with the district attorney's office and offered to plead to a misdemeanor so that a lengthy trial would not be necessary. You also have heard evidence that the district attorney's office refused __________’s (name of defendant) offer.
In determining whether __________ (name of defendant) should be found guilty of the charged offenses, you may consider whether the district attorney's office's decision to charge __________ (name of defendant) with a felony was fair and reasonable under the circumstances. If you conclude the decision to charge a felony was not fair or reasonable, you may find __________ (name of defendant) not guilty of the felony on that basis alone.
RELATED NCJIC MATERIALS:
See NCJIC 305.15.2 [Outrageous Prosecution Misconduct].