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287.5 Jury Poll

    287.5.1 Right To Polling Of Jury Following Verdict
    287.5.2 Return To Deliberations After Polling
    287.5.3 Defendant Must Be Given Reasonable Opportunity To Request A Jury Poll
    287.5.4 Jury Poll: Presence Of Counsel And Defendant
    287.5.5 Jury Poll: Informing Jurors That They May Change Their Vote When Polled But Not After
    287.5.6 Jury Poll: Judge's Discretion
    287.5.7 Jury Poll: Duty Of Court To Interrogate Juror Whose Answer Is Ambiguous Or Ambivalent
    287.5.8 Questionable Unanimity After Polling: Instruction Returning Jury To Juryroom
    287.5.9 Polling Of Jury Should Stop Immediately When Any Juror Disagrees With The Verdict
    287.5.10 Jury Poll: Must Be More Than "Mere Chorusing" Of What Was Already Announced
    287.5.11 Jury Poll: Sealed Verdict Is Invalidated If Juror Dissents When Verdict Is Returned


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    287.5.1    Right To Polling Of Jury Following Verdict

PRACTICE NOTE: The defendant's right to have the jury polled is widely recognized. (See State v. Pockert (WA 1987) 746 P2d 839, 841 and cases cited therein.)  Some courts have described the right to poll the jury as absolute.  (See e.g., People v. Flynn (CA 1963) 217 CA2d 289, 294 [31 CR 651]; State v. Panker (KS 1975) 532 P2d 1073, 1075.) Other courts, however, have held that the decision to poll the jury is within the discretion of the trial judge. (See e.g., State v. Avcollie (CT 1982) 453 A2d 418, 426; Commonwealth v. Jones (MA 1977) 367 NE2d 631, 634; State v. Danskin (NH 1982) 451 A2d 396, 397-98; Trombley v. Langlois (RI 1960) 163 A2d 25, 29.) Even when the law gives a party the right to poll the jurors, such a poll may be restricted to their verdict, and not allowed on each element thereof. (People v. Arias (CA 1996) 13 C4th 92, 157 [51 CR2d 770].)

RESEARCH NOTES:

See Benchbook For U.S. District Court Judges [2.09.1 Verdict-Criminal: Reception Of Unsealed Verdict].

See also Manual On Recurring Problems In Criminal Trials [21a. Verdict: Polling The Jury].

RELATED FEDERAL MODEL INSTRUCTIONS:

See 1st Circuit Pattern Jury Instructions - Criminal 6.04.

See also 6th Circuit Pattern Jury Instructions - Criminal 9.05.

See also 7th Circuit Federal Jury Instructions - Criminal 7.01.

See also 7th Circuit Federal Jury Instructions - Criminal 7.02.

See also 7th Circuit Federal Jury Instructions - Criminal 7.07.

See also 8th Circuit Model Jury Instructions - Criminal 3.12.

See also 8th Circuit Model Jury Instructions - Criminal 10.03.

See also 8th Circuit Model Jury Instructions - Criminal 11.01.

See also 8th Circuit Model Jury Instructions - Criminal 11.02.

See also 9th Circuit Model Jury Instructions - Criminal 7.5.

See also 11th Circuit Pattern Jury Instructions - Criminal BI 12.

See also Federal Judicial Center, Pattern Criminal Jury INSTRUCTIONS  58.

See also Federal Judicial Center, Pattern Criminal Jury INSTRUCTIONS  59.


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    287.5.2    Return To Deliberations After Polling

RATIONALE: If the jury poll indicates that the jury is not in agreement as to the verdict, it may be necessary to return the jury for additional deliberations. Any instruction in this regard could improperly coerce or mislead the jury.

POINTS AND AUTHORITIES: Under FRCP 31(d) the defendant has an absolute right to poll the jury to insure that the jury’s decision was in fact unanimous. (United States v. Nelson, 692 F2d 83, 84 (9th Cir. 1982); see also (United States v. Vollmer & Co., 1 F3d 1511, 1522 (7th Cir. 1993).) Failure to allow such a poll requires reversal. (United States v. Vollmer & Co., 1 F3d 1511, 1522 (7th Cir. 1993).) The trial court must, when requested, allow a reasonable amount of time to allow counsel to request a poll. (United States v. Marinari, 32 F3d 1209 (7th Cir. 1994); United States v. Randle, 966 F2d 1209 (7th Cir. 1992) [lapse of approximately 1.5 seconds was not sufficient time to permit counsel to request poll].)

    The purpose of polling the jury is to determine if the verdict signed by the foreman is that of the individual jurors and not one that has been coerced or caused by mistake. (State v. Agtuca (WA 1974) 529 P2d 1159, 1163; see also State v. Taylor (WA 1987) 745 P2d 510, 511.) A verdict is not final until rendered in open court and received by the judge. (State v. Robinson (WA 1974) 523 P2d 1192, 1195 and cases cited therein; see also 7TH CIRCUIT FEDERAL JURY INSTRUCTIONS - CRIMINAL 7.06 [Disagreement Among Jurors] (1999).)  Hence, when a juror disagrees with the verdict when polled the jury may be required to continue deliberations.

    When the jury is returned to deliberation, the court should be careful to avoid language which may coerce the jury. (See generally NCJIC Chapter 286 [Deadlock].)

FEDERALIZATION: To federalize this request, click here. [Constitutional Macro 2.3; 7.13].

RESEARCH NOTES:

See Benchbook For U.S. District Court Judges [2.09.1 Verdict-Criminal: Reception Of Unsealed Verdict].

See also Manual On Recurring Problems In Criminal Trials [21a. Verdict: Polling The Jury].

RELATED FEDERAL MODEL INSTRUCTIONS:

See 1st Circuit Pattern Jury Instructions - Criminal 6.04.

See also 6th Circuit Pattern Jury Instructions - Criminal 9.05.

See also 7th Circuit Federal Jury Instructions - Criminal 7.01.

See also 7th Circuit Federal Jury Instructions - Criminal 7.02.

See also 7th Circuit Federal Jury Instructions - Criminal 7.07.

See also 8th Circuit Model Jury Instructions - Criminal 3.12.

See also 8th Circuit Model Jury Instructions - Criminal 10.03.

See also 8th Circuit Model Jury Instructions - Criminal 11.01.

See also 8th Circuit Model Jury Instructions - Criminal 11.02.

See also 9th Circuit Model Jury Instructions - Criminal 7.5.

See also 11th Circuit Pattern Jury Instructions - Criminal BI 12.

See also Federal Judicial Center, Pattern Criminal Jury INSTRUCTIONS  58.

See also Federal Judicial Center, Pattern Criminal Jury INSTRUCTIONS  59.

SAMPLE INSTRUCTION # 1:

    I have (The clerk has) just called the names of the members of the jury, asking each of you whether the decision read to me was the decision reached by each and every one of you. It is apparent that the decision in this case may not be unanimous, that one or more of you may not have agreed with that decision. Please return to the juryroom, talk with one another, and try to deliberate there. Try to reach an agreement if you can. Do not hesitate to reexamine your own opinions and change your mind, but do not give up your honest beliefs just because others disagree with you or just to get the case over with.

[Federal Judicial Center, PATTERN CRIMINAL JURY INSTRUCTIONS  59 [Return to Deliberations after Polling] (1988).]

SAMPLE INSTRUCTION # 2:

    A poll of the jury indicates that you may not have reached a unanimous verdict. For this reason I am asking you to return to the juryroom for further consideration of your verdict.

[7TH CIRCUIT FEDERAL JURY INSTRUCTIONS - CRIMINAL 7.07 [Return of Jury after Polling] (1999).]

SAMPLE INSTRUCTION # 3:

    It appears that all jurors may not agree with the announced verdict. Therefore, I instruct you to continue your deliberations and try to reach a verdict, if you can do so without [violating] [compromising] your individual judgment.

[See HAWAII PATTERN JURY INSTRUCTIONS - CRIMINAL, HAWJIC 8.06 commentary [Return to Deliberations after Polling] (West, 1998).]


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    287.5.3    Defendant Must Be Given Reasonable Opportunity To Request A Jury Poll

     PRACTICE NOTE: See U.S. v. Randle (7th Cir. 1992) 966 F2d 1209, 1214.

RESEARCH NOTES:

See Benchbook For U.S. District Court Judges [2.09.1 Verdict-Criminal: Reception Of Unsealed Verdict].

See also Manual On Recurring Problems In Criminal Trials [21a. Verdict: Polling The Jury].

RELATED FEDERAL MODEL INSTRUCTIONS:

See 1st Circuit Pattern Jury Instructions - Criminal 6.04.

See also 6th Circuit Pattern Jury Instructions - Criminal 9.05.

See also 7th Circuit Federal Jury Instructions - Criminal 7.01.

See also 7th Circuit Federal Jury Instructions - Criminal 7.02.

See also 7th Circuit Federal Jury Instructions - Criminal 7.07.

See also 8th Circuit Model Jury Instructions - Criminal 3.12.

See also 8th Circuit Model Jury Instructions - Criminal 10.03.

See also 8th Circuit Model Jury Instructions - Criminal 11.01.

See also 8th Circuit Model Jury Instructions - Criminal 11.02.

See also 9th Circuit Model Jury Instructions - Criminal 7.5.

See also 11th Circuit Pattern Jury Instructions - Criminal BI 12.

See also Federal Judicial Center, Pattern Criminal Jury INSTRUCTIONS  58.

See also Federal Judicial Center, Pattern Criminal Jury INSTRUCTIONS  59.


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    287.5.4    Jury Poll: Presence Of Counsel And Defendant

PRACTICE NOTE: "The right to be heard by himself and counsel necessarily embraces the right to be present himself and to have a reasonable opportunity to have his counsel present also at every step in the progress of the trial .... The presence of the accused is not mere form. It is of the very essence of a criminal trial not only that the accused shall be brought face to face with the witness against him, but also with his triers .... And at no time in the whole course of the trial is this right more valuable than at the final step when the jury are to pronounce that decision which is to restore him to the liberty of a citizen, or to consign him to the scaffold or to a felon's cell in the state prison .... The right to poll the jury in criminal causes has in this state always been deemed an essential part of the right of trial by jury. It is guaranteed by both the constitution and the statute, and ought to be maintained and preserved by the courts as essential to the protection of the rights of the citizen .... It was the duty of the court to have him present when the verdict was received, and, in view of the time and circumstances, to have caused notice to be given to his counsel that they might have an opportunity to be present." [Internal citation and quotation marks omitted]. (Carver v. Commonwealth (KY 1953) 256 SW2d 375, 377; see also Wharton’s Criminal Procedure (West, 13th Ed. 1989) § 431.)

RESEARCH NOTES:

See Benchbook For U.S. District Court Judges [2.09.1 Verdict-Criminal: Reception Of Unsealed Verdict].

RELATED FEDERAL MODEL INSTRUCTIONS:

See 1st Circuit Pattern Jury Instructions - Criminal 6.04.

See also 6th Circuit Pattern Jury Instructions - Criminal 9.05.

See also 7th Circuit Federal Jury Instructions - Criminal 7.01.

See also 7th Circuit Federal Jury Instructions - Criminal 7.02.

See also 7th Circuit Federal Jury Instructions - Criminal 7.07.

See also 8th Circuit Model Jury Instructions - Criminal 3.12.

See also 8th Circuit Model Jury Instructions - Criminal 10.03.

See also 8th Circuit Model Jury Instructions - Criminal 11.01.

See also 8th Circuit Model Jury Instructions - Criminal 11.02.

See also 9th Circuit Model Jury Instructions - Criminal 7.5.

See also 11th Circuit Pattern Jury Instructions - Criminal BI 12.

See also Federal Judicial Center, Pattern Criminal Jury INSTRUCTIONS  58.

See also Federal Judicial Center, Pattern Criminal Jury INSTRUCTIONS  59.


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    287.5.5    Jury Poll: Informing Jurors That They May Change Their Vote When Polled But Not After

RATIONALE: Because the polling of the jury is the last opportunity for a juror to change his or her mind, the jurors should understand that they are not bound by their announced verdict until after the poll has been completed. This crucial rule may not be understood by many jurors who may feel bound by their verdict even though they wish to change their verdict during the poll.

POINTS AND AUTHORITIES: "Once the verdict has been rendered and each of the jurors assented to it during the poll, it [is] a final verdict. [Citations.]" (Boykins v. U.S. (DC 1997) 702 A2d 1242, 1249.) Therefore, "[t]he primary purpose of a jury poll is to make certain that one of the prerequisites of a valid verdict, unanimity, has been achieved. [Citations.]" (Cissell, Federal Criminal Trials (Lexis, 5th Ed. 1999 § 12-6(g), p. 298.) "The object of a poll is to give each juror an opportunity, before the verdict is recorded, to declare in open court his assent to or dissent from the announced verdict. [Citation.]" [Emphasis added.] (Ibid.)

    Accordingly, the jury should be instructed, prior to the poll, that they may change their vote during the poll but may never do so thereafter. (See e.g., U.S. v. Williams (9th Cir. 1993) 990 F2d 507, 512-13 [jury member said she did not know she could change her vote when polled]; see also U.S. v. Marinari (7th Cir. 1994) 32 F3d 1209, 1215.)

FEDERALIZATION: To federalize this request, click here. [Constitutional Macro 2.3; 7.12].

RESEARCH NOTES:

Annotation, Criminal law: Propriety Of Reassembling Jury To Amend, Correct, Clarify, Or Otherwise Change Verdict After Jury Has Been Discharged, Or Has Reached Or Sealed Its Verdict And Separated, 14 ALR5th 89.

See also Benchbook For U.S. District Court Judges [2.09.1 Verdict-Criminal: Reception Of Unsealed Verdict].

RELATED FEDERAL MODEL INSTRUCTIONS:

See 1st Circuit Pattern Jury Instructions - Criminal 6.04.

See also 6th Circuit Pattern Jury Instructions - Criminal 9.05.

See also 7th Circuit Federal Jury Instructions - Criminal 7.01.

See also 7th Circuit Federal Jury Instructions - Criminal 7.02.

See also 7th Circuit Federal Jury Instructions - Criminal 7.07.

See also 8th Circuit Model Jury Instructions - Criminal 3.12.

See also 8th Circuit Model Jury Instructions - Criminal 10.03.

See also 8th Circuit Model Jury Instructions - Criminal 11.01.

See also 8th Circuit Model Jury Instructions - Criminal 11.02.

See also 9th Circuit Model Jury Instructions - Criminal 7.5.

See also 11th Circuit Pattern Jury Instructions - Criminal BI 12.

See also Federal Judicial Center, Pattern Criminal Jury INSTRUCTIONS  58.

See also Federal Judicial Center, Pattern Criminal Jury INSTRUCTIONS  59.

SAMPLE INSTRUCTION:

    Even though your foreperson has indicated that you have unanimously reached a verdict, that verdict is not final until each of you have stated your agreement to it in open court. If the announced verdict is not what you found during deliberation or if you have changed your mind you must not agree to the verdict during the open court poll. However, if you do agree to it during the poll, the verdict becomes final and you may not later change your mind.

[Cf. Cissell, Federal Criminal Trials (Lexis 5th ed. 1999) § 12-6(g), p. 298 [Polling Jurors].]


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    287.5.6    Jury Poll: Judge's Discretion

PRACTICE NOTE: To ensure that a verdict is in fact the verdict of all the jurors, the federal rules provide for an opportunity to poll the jury. (See FRCRP 31(d).) As juror polling cases and FRCRP Rule 31(d) make clear, the trial judge has broad discretion to decide how to proceed in a polling situation. (See e.g., U.S. v. Gomez-Lepe (9th Cir. 2000) 207 F3d 623, 630; U.S. v. Fiorilla (3rd Cir. 1988) 850 F2d 172, 176 ["It cannot be gainsaid that a trial judge is in the best position to weigh the circumstances peculiar to each trial and determine whether a poll coerced a juror into acquiescing in the majority's demands"]; U.S. v. Aimone (3rd Cir. 1983) 715 F2d 822, 832.)

RESEARCH NOTES:

See Hollander & Bergman, Everytrial Criminal Defense Resource Book (West, 1999) § 77.

See also Wharton’s Criminal Procedure (West, 13th Ed. 1989) §§ 513-15.

See also Benchbook For U.S. District Court Judges [2.09.1 Verdict-Criminal: Reception Of Unsealed Verdict].

See also Manual On Recurring Problems In Criminal Trials [21a. Verdict: Polling The Jury].

RELATED FEDERAL MODEL INSTRUCTIONS:

See 1st Circuit Pattern Jury Instructions - Criminal 6.04.

See also 6th Circuit Pattern Jury Instructions - Criminal 9.05.

See also 7th Circuit Federal Jury Instructions - Criminal 7.01.

See also 7th Circuit Federal Jury Instructions - Criminal 7.02.

See also 7th Circuit Federal Jury Instructions - Criminal 7.07.

See also 8th Circuit Model Jury Instructions - Criminal 3.12.

See also 8th Circuit Model Jury Instructions - Criminal 10.03.

See also 8th Circuit Model Jury Instructions - Criminal 11.01.

See also 8th Circuit Model Jury Instructions - Criminal 11.02.

See also 9th Circuit Model Jury Instructions - Criminal 7.5.

See also 11th Circuit Pattern Jury Instructions - Criminal BI 12.

See also Federal Judicial Center, Pattern Criminal Jury INSTRUCTIONS  58.

See also Federal Judicial Center, Pattern Criminal Jury INSTRUCTIONS  59.


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    287.5.7    Jury Poll: Duty Of Court To Interrogate Juror Whose Answer Is Ambiguous Or Ambivalent

PRACTICE NOTE: "[T]he court should interrogate a juror who, during the poll, creates some doubt as to his vote....Doubt may result from the juror's demeanor or tone of voice as well as the language he uses. Prior to further questioning, however, the court should make a determination that the juror's answer was ambiguous or ambivalent." (State v. Cartagena (WI 1987) 409 NW2d 386, 387; see also People v. Kellogg (IL 1979) 397 NE2d 835, 837-38; State v. Brown (OH 1953) 168 NE2d 419, 422.) The role of the juror's demeanor illustrated in Grossheim v. Freightliner Corp. (MI 1992) 974 F2d 745, 753 [judge did not err in declaring mistrial on grounds of lack of unanimous verdict where, even though juror indicated her initial assent and agreement to verdict, she twice stated that she disagreed with it and colloquy between counsel and court indicated nonverbal responses reflecting great deal of emotion].)

    In short, "[w]here a juror's response indicates uncertainty concerning unanimity, a jury poll requires exploration of the uncertainty or dissent." (State v. Holloway (NM 1987) 740 P2d 711, 715.)

RESEARCH NOTES:

See also Benchbook For U.S. District Court Judges [2.09.1 Verdict-Criminal: Reception Of Unsealed Verdict].

See also Manual On Recurring Problems In Criminal Trials [21a. Verdict: Polling The Jury].

RELATED FEDERAL MODEL INSTRUCTIONS:

See 1st Circuit Pattern Jury Instructions - Criminal 6.04.

See also 6th Circuit Pattern Jury Instructions - Criminal 9.05.

See also 7th Circuit Federal Jury Instructions - Criminal 7.01.

See also 7th Circuit Federal Jury Instructions - Criminal 7.02.

See also 7th Circuit Federal Jury Instructions - Criminal 7.07.

See also 8th Circuit Model Jury Instructions - Criminal 3.12.

See also 8th Circuit Model Jury Instructions - Criminal 10.03.

See also 8th Circuit Model Jury Instructions - Criminal 11.01.

See also 8th Circuit Model Jury Instructions - Criminal 11.02.

See also 9th Circuit Model Jury Instructions - Criminal 7.5.

See also 11th Circuit Pattern Jury Instructions - Criminal BI 12.

See also Federal Judicial Center, Pattern Criminal Jury INSTRUCTIONS  58.

See also Federal Judicial Center, Pattern Criminal Jury INSTRUCTIONS  59.


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    287.5.8    Questionable Unanimity After Polling: Instruction Returning Jury To Juryroom

RATIONALE: If the jury poll suggests that the jury is not unanimous, the judge will have to decide whether or not to send the jury back to continue deliberations. If the jury is returned for deliberations additional instruction may be required.

POINTS AND AUTHORITY: If there is dissent from the verdict during the poll, the court should either direct the jury to deliberate further or to grant a mistrial and discharge the jury. (See 75B Am. Jur. 2d Trial § 1772 (1992).) If it is decided to return the jury for additional deliberations, an instruction for such purposes should avoid any of the usual problems that might result from instructing a deadlocked jury. (See NCJIC Chapter 286 [Deadlock]; see also O'Malley, Grenig & Lee, FEDERAL JURY PRACTICE AND INSTRUCTIONS 20.09 [Return To Deliberations After Polling] (West, 5th ed. 2000).) While a trial court may on occasion clarify a juror's response during polling which is ambiguous, generally it is "both unwise and undesirable that the court should enter into an argument with the juror or require an explanation of his change in position." (United States v. Sexton (5th Cir. 1972) 456 F2d 961, 966.) "[P]olling of the rest of the jurors could be perceived as attempted coercion" of the juror." (United States v. Spitz (11th Cir. 1983) 696 F2d 916, 917; see also Gonzalez v. State (FL 1993) 627 So2d 63, 64.)

FEDERALIZATION: To federalize this request, click here. [Constitutional Macro 7.12; 7.13].

RESEARCH NOTES:

See 75B Am. Jur. 2d Trial § 1772 (1992).

See also Benchbook For U.S. District Court Judges [2.09.1 Verdict-Criminal: Reception Of Unsealed Verdict].

See also Manual On Recurring Problems In Criminal Trials [21a. Verdict: Polling The Jury].

See also Manual On Recurring Problems In Criminal Trials [21b. Verdict: Incorrect Or Unclear Verdict].

RELATED FEDERAL MODEL INSTRUCTIONS:

See 1st Circuit Pattern Jury Instructions - Criminal 6.04

See also 6th Circuit Pattern Jury Instructions - Criminal 9.05.

See also 7th Circuit Federal Jury Instructions - Criminal 7.01.

See also 7th Circuit Federal Jury Instructions - Criminal 7.02.

See also 7th Circuit Federal Jury Instructions - Criminal 7.07.

See also 8th Circuit Model Jury Instructions - Criminal 3.12.

See also 8th Circuit Model Jury Instructions - Criminal 10.03.

See also 8th Circuit Model Jury Instructions - Criminal 11.01.

See also 8th Circuit Model Jury Instructions - Criminal 11.02.

See also 9th Circuit Model Jury Instructions - Criminal 7.5.

See also 11th Circuit Pattern Jury Instructions - Criminal BI 12.

See also Federal Judicial Center, Pattern Criminal Jury INSTRUCTIONS  58.

See also Federal Judicial Center, Pattern Criminal Jury INSTRUCTIONS  59.

SAMPLE INSTRUCTION # 1:

    A poll of the jury indicates that you may not have reached a unanimous verdict. For this reason I am asking you to return to the juryroom for further consideration of your verdict.

[7TH CIRCUIT FEDERAL JURY INSTRUCTIONS - CRIMINAL 7.07 [Return of Jury after Polling] (1999).]

SAMPLE INSTRUCTION # 2:

    The poll of the jury shows that there is not a unanimous verdict. Please return to the juryroom and continue your deliberations.

[8TH CIRCUIT MODEL JURY INSTRUCTIONS - CRIMINAL 10.03 [Return To Deliberations After Polling] (2000).]

SAMPLE INSTRUCTION # 3:

    It appears from the poll we just took that your verdict may not be unanimous. So I am going to ask that you return to the juryroom.

    If you are unanimous, tell the jury officer that you want to return to the courtroom, and we will poll you again. If you are not unanimous, please resume your deliberations. Talk to each other, and make every reasonable effort you can to reach unanimous agreement, if you can do so honestly and in good conscience.

[6TH CIRCUIT PATTERN JURY INSTRUCTIONS - CRIMINAL 9.05 [Questionable Unanimity after Polling] (1991).]

SAMPLE INSTRUCTION # 4:

    I have (The clerk has) just called the names of the members of the jury, asking each of you whether the decision read to me was the decision reached by each and every one of you. It is apparent that the decision in this case may not be unanimous, that one or more of you may not have agreed with that decision. Please return to the juryroom, talk with one another, and try to deliberate there. Try to reach an agreement if you can. Do not hesitate to reexamine your own opinions and change your mind, but do not give up your honest beliefs just because others disagree with you or just to get the case over with.

[Federal Judicial Center, PATTERN CRIMINAL JURY INSTRUCTIONS  59 [Return to Deliberations after Polling] (1988).]

SAMPLE INSTRUCTION # 5:

SAMPLE INSTRUCTION # 3:

    It appears that all jurors may not agree with the announced verdict. Therefore, I instruct you to continue your deliberations and try to reach a verdict, if you can do so without [violating] [compromising] your individual judgment.

[See HAWAII PATTERN JURY INSTRUCTIONS - CRIMINAL, HAWJIC 8.06 commentary [Return to Deliberations after Polling] (West, 1998).]


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    287.5.9    Polling Of Jury Should Stop Immediately When Any Juror Disagrees With The Verdict

PRACTICE NOTE: Once any juror indicates a vote contrary to the verdict, the trial court should consider whether to continue polling the rest of the jurors or to stop immediately and order the jury to resume deliberations. (See e.g., State v. Keaulana (HI 1989) 784 P2d 328, 329 ["the advantage of stopping immediately and returning the jury to deliberations ... is that the numerical division of the jury is not disclosed"]; HAWAII PATTERN JURY INSTRUCTIONS - CRIMINAL, HAWJIC 8.06 [Return To Deliberations After Polling] commentary (West, 1998).)

    See also NCJIC 287.5.2 [Return To Deliberations After Polling].

    The "rationale is that continued polling serves no salutary purpose while at the same time it discloses in open court the jury's numerical division and consequently subjects the dissenting juror or jurors to unnecessary coercion. [Footnote omitted.] Although every jury poll has an inescapable element of coercion, a trial judge by stopping a poll once lack of unanimity is evident can avoid undue coercion." (Kendall v. U.S. (DC 1975) 349 A2d 464, 466; see also U.S. v. Aimone et. al. (3rd Cir. 1983) 715 F2d 822, 833 [had trial judge continued poll after one juror dissented, the numerical division of the jury would have been revealed]; U.S. v. Spitz (11th Cir. 1983) 696 F2d 916 [continuation of poll of jury after lack of unanimity was revealed was reversible error].)

RESEARCH NOTES:

See Benchbook For U.S. District Court Judges [2.09.1 Verdict-Criminal: Reception Of Unsealed Verdict].

See also Manual On Recurring Problems In Criminal Trials [21a. Verdict: Polling The Jury].

RELATED FEDERAL MODEL INSTRUCTIONS:

See 1st Circuit Pattern Jury Instructions - Criminal 6.04.

See also 6th Circuit Pattern Jury Instructions - Criminal 9.05.

See also 7th Circuit Federal Jury Instructions - Criminal 7.01.

See also 7th Circuit Federal Jury Instructions - Criminal 7.02.

See also 7th Circuit Federal Jury Instructions - Criminal 7.07.

See also 8th Circuit Model Jury Instructions - Criminal 3.12.

See also 8th Circuit Model Jury Instructions - Criminal 10.03.

See also 8th Circuit Model Jury Instructions - Criminal 11.01.

See also 8th Circuit Model Jury Instructions - Criminal 11.02.

See also 9th Circuit Model Jury Instructions - Criminal 7.5.

See also 11th Circuit Pattern Jury Instructions - Criminal BI 12.

See also Federal Judicial Center, Pattern Criminal Jury INSTRUCTIONS  58.

See also Federal Judicial Center, Pattern Criminal Jury INSTRUCTIONS  59.


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    287.5.10    Jury Poll: Must Be More Than "Mere Chorusing" Of What Was Already Announced

PRACTICE NOTE: The object of a poll is to give each juror an opportunity, before the verdict is recorded, to declare in open court his assent to the verdict which the foreman has returned and thus to enable the court and parties "to ascertain for a certainty that each of the jurors approves of the verdict as returned." (Humphries v. District of Columbia (1899) 174 US 190, 194 [19 SCt 637; 43 LEd 944]; see also Miranda v. United States (1st Cir. 1958) 255 F2d 9, 17-18; United States v. Edwards (5th Cir. 1972) 469 F2d 1362, 1366; Solar v. United States (DC 1952) 86 A2d 538, 540; People v. Cabrera (IL 1985) 480 NE2d 1170, 1173.)

    In order to fulfill its purpose, the jury poll must be conducted so as to ascertain the juror's intent by "affording the juror the opportunity to make an unambiguous reply as to his present state of mind." (People v. Kellogg (IL 1979) 397 NE2d 835, 837-38.) "In order to safeguard the right of the defendant in a criminal case to a unanimous verdict, the jury poll must be more than a mere formality or 'a mere chorusing of what has already been announced.' [Citation.]" (State v. Holloway (NM 1987) 740 P2d 711, 715.)

    "In polling a jury the trial court must be careful not to hinder a juror's expression of dissent." (See People v. Williams (IL 1983) 454 NE2d 220, 246.)

    See also NCJIC 287.5.5 [Jury Poll: Informing Jurors That They May Change Their Vote When Polled But Not After].

RESEARCH NOTES:

See Benchbook For U.S. District Court Judges [2.09.1 Verdict-Criminal: Reception Of Unsealed Verdict].

See also Manual On Recurring Problems In Criminal Trials [21a. Verdict: Polling The Jury].

RELATED FEDERAL MODEL INSTRUCTIONS:

See 1st Circuit Pattern Jury Instructions - Criminal 6.04.

See also 6th Circuit Pattern Jury Instructions - Criminal 9.05.

See also 7th Circuit Federal Jury Instructions - Criminal 7.01.

See also 7th Circuit Federal Jury Instructions - Criminal 7.02.

See also 7th Circuit Federal Jury Instructions - Criminal 7.07.

See also 8th Circuit Model Jury Instructions - Criminal 3.12.

See also 8th Circuit Model Jury Instructions - Criminal 10.03.

See also 8th Circuit Model Jury Instructions - Criminal 11.01.

See also 8th Circuit Model Jury Instructions - Criminal 11.02.

See also 9th Circuit Model Jury Instructions - Criminal 7.5.

See also 11th Circuit Pattern Jury Instructions - Criminal BI 12.

See also Federal Judicial Center, Pattern Criminal Jury INSTRUCTIONS  58.

See also Federal Judicial Center, Pattern Criminal Jury INSTRUCTIONS  59.


THE NATIONAL CRIMINAL JURY INSTRUCTION COMPENDIUM
Instructions And Issues Omitted By The Pattern Instructions
Copyright & Publication Information

 VOLUME 13 - CHAPTER 287

    287.5.11    Jury Poll: Sealed Verdict Is Invalidated If Juror Dissents When Verdict Is Returned

PRACTICE NOTE: The use of a sealed verdict is based on convenience and custom, not statutory authority. It provides evidence of the status of the verdict when the jury separated. The subsequent return of the same verdict in open court precludes questions of improper conduct during separation. If a juror dissents when the verdict is returned, however, the sealed verdict ceases to have validity. (State v. Cartagena (WI 1987) 409 NW2d 386, 388; see also Weatherhead v. Burau (MN 1952) 55 NW2d 703, 705.)

RESEARCH NOTES:

See Benchbook For U.S. District Court Judges [2.09.1 Verdict-Criminal: Reception Of Unsealed Verdict].

See also Manual On Recurring Problems In Criminal Trials [21a. Verdict: Polling The Jury].

See also Manual On Recurring Problems In Criminal Trials [21b. Verdict: Incorrect Or Unclear Verdict].

RELATED FEDERAL MODEL INSTRUCTIONS:

See 1st Circuit Pattern Jury Instructions - Criminal 6.04.

See also 6th Circuit Pattern Jury Instructions - Criminal 9.05.

See also 7th Circuit Federal Jury Instructions - Criminal 7.01.

See also 7th Circuit Federal Jury Instructions - Criminal 7.02.

See also 7th Circuit Federal Jury Instructions - Criminal 7.07.

See also 8th Circuit Model Jury Instructions - Criminal 3.12.

See also 8th Circuit Model Jury Instructions - Criminal 10.03.

See also 8th Circuit Model Jury Instructions - Criminal 11.01.

See also 8th Circuit Model Jury Instructions - Criminal 11.02.

See also 9th Circuit Model Jury Instructions - Criminal 7.5.

See also 11th Circuit Pattern Jury Instructions - Criminal BI 12.

See also Federal Judicial Center, Pattern Criminal Jury INSTRUCTIONS  58.

See also Federal Judicial Center, Pattern Criminal Jury INSTRUCTIONS  59.